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Effective Period

Similar To

SUP 13.5 Notices of intention

SUP App 3.1 Application

SUP 13A.2 EEA firms and Treaty firms

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

REC 1.1 Application

DISP App 3.1 Introduction

SUP 13A.1 Application and purpose

DISP App 1.1 Introduction

SUP 13.12 Sources of further information

DISP App 3.10 Application: evidential provisions and guidance

SUP App 3.2 Purpose

SUP 13.4 Providing cross border services into another EEA State

SUP 14.1 Application and purpose

SUP 13A.3 Qualifications for authorisation under the Act

SUP 13.1 Application and purpose

SUP 10A.1 Application

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

TC App 4.1 Appropriate Qualification tables

SUP App 3.3 Background